Statement of the Purpose

The Senior Market Supervision Officer II is responsible for supervision, monitoring and inspection of capital market activities to ensure fairness, transparency, compliance with rules and regulations and maintain market integrity.

Specific Duties and Responsibilities:

Collaborate with market participants, legal experts, and other relevant parties to ensure effective oversight and compliance.
Contribute to the development and enhancement of market surveillance policies and procedures.
Conduct both onsite and offsite examinations to ensure market participants adhere to regulatory rules and requirements, detecting and addressing potential violations in the lesion with the Investigation and Enforcement department.
Lead investigations into suspicious activities or potential violations, collecting evidence and collaborating with legal teams.
Supervise the entry of market participants, credit rating agencies, and foreign investors.
Inspect pre- and post-offering activities of public companies.
Conduct onsite and offsite inspections on licensed capital market service providers and market infrastructure.
Conduct pre-certification inspection.
Prepare accurate and timely reports on market surveillance findings and regulatory compliance for internal use and external stakeholders.
Recommend and implement appropriate enforcement actions in response to violations, working closely with regulatory investigation and enforcement department.
Collaborate with the Investigation and Enforcement department for further exploration.
identify potential irregularities or patterns in the market requiring investigation.
Provide guidance and advice to intermediaries on compliance matters, regulatory requirements, and best practices.
Performs related works as required.

Job Requirements

Qualification Requirements:

Bachelor’s degree or above in Law from an accredited or recognized learning institution.
6 years of relevant working experience

Behavioral Competencies/Attributes:

Specialized technical skills
Advanced computer skills
Planning and organizing
Supervisory skills
Analytical and problem-solving
Time management
Interpersonal skills
Communication
Adaptability
Initiative

What We Do

Ethiopian Capital Market Authority is established by Capital Market Proclamation No 1248/2021 as an autonomous Federal Regulatory Authority. One of the major objectives of ECMA is to ensure the existence of a capital market environment in which securities can be issued and traded in an orderly, fair, and efficient manner. ECMA, as a regulatory authority, grants licenses to any person to operate as a security exchange, derivative exchange, security depository and clearing company, capital market service provider, over-the-counter trading facility, or any other activity deemed by ECMA as a regulated activity under its jurisdiction. ECMA regulates and oversees trading in primary and secondary markets of securities, the use of electronic trading platforms that deal with securities and gives recognition and oversees the activities of self-regulatory organizations.

How To Apply

Application Procedure

Please send your CV and application letter including answers to the below application questions to THIS LINK
Why do you want to work for the Ethiopian Capital Market Authority?
What are your greatest achievements?

Job Requirements Bachelor’s Degree in Law or in a related field of study with relevant work experience Duties and Responsibilities: - Collaborate with market participants, legal experts, and other relevant parties to ensure effective oversight and compliance. - Contribute to the development and enhancement of market surveillance policies and procedures. - Conduct both onsite and offsite examinations to ensure market participants adhere to regulatory rules and requirements, detecting and addressing potential violations in the lesion with the Investigation and Enforcement department. How to Apply Apply using the provided link below

Senior HR Officer

Not Specified

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